Manager-Secretarial&Compliance ( 4-8 years of experience in …, Mumbai

Manager-Secretarial&Compliance We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Manager-Secretarial&Compliance with 4-8 years of experience in the Mutual Fund Industry. Job Description : - Skills required:● Well versed with SEBI (MF) Regulations ● Root cause analysis, ● Multitasking ● Experience of working in AMC ● Effective Interpersonal Communication Compliance&Secretarial Functions● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations; ● To review and update on regularly basis Compliance Manual and other policies; ● To conduct compliance awareness sessions on Insider Trading,etc; ● To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars¬ices● To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations ● Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations. ● To Interpret the various Circulars of SEBI,AMFI,RBI and other regulators and decide on course forward for implementation of the same.● Having knowledge of PMLA Regulations and Anti Money Laundering rules. ● To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors; ● To maintain cordial relations with the regulators; ● Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings,To prepare notices, director's report, and minutes for the Board and General meetings;● Preparation and periodic updation of Scheme Information Documents ● Review of Half yearly and annual scheme reports/portfolio ● Co-ordinating with various inter-departments on Regulatory Requirements ● Well versed with Clearing Marketing materials under Advertisment Code ● Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.● Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance Qualification&Experience :● B.Com, ACS, LLB. ● Any course in Anti Money laundering will be an added advantage. ● 4 to 8 Years of Work Experience in Mutual Fund Industry/AMC Interested candidates can send resume on [HIDDEN TEXT]